团体标准 T/WLBY4－2022 泵与电机企业竞争合规指南 Thecompetitivecomplianceguideforpumpandmotorenterprises 2022－08－25发布 2022－09－01实施 ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ 温岭市泵业协会发布ICS03.100.01 CCSA20 全国团体标准信息平台 T/WLBY4—2022 I目次 前言.................................................................................III 引言..................................................................................IV 1范围................................................................................1 2规范性引用文件......................................................................1 3术语和定义..........................................................................1 4企业特点............................................................................2 5组织环境............................................................................2 5.1理解经营者自身情况及其外部环境..................................................2 5.2理解相关方的需求和期望..........................................................2 6建立体系/制度.......................................................................2 6.1总则............................................................................2 6.2确定体系/制度范围和治理原则.....................................................2 6.3流程............................................................................2 7领导作用............................................................................3 7.1领导作用与承诺..................................................................3 7.2合规方针........................................................................3 7.3合规规划、计划..................................................................4 7.4合规团队........................................................................4 7.5职责............................................................................4 8合规义务、合规风险识别..............................................................5 8.1合规义务识别....................................................................5 8.2合规风险识别....................................................................5 9合规风险防范........................................................................6 9.1垄断协议潜在风险的防范..........................................................6 9.2滥用市场支配地位潜在风险的防范..................................................7 9.3经营者集中潜在风险的防范........................................................7 9.4滥用行政权力排除、限制竞争潜在风险的防范........................................7 9.5交流沟通过程的防范..............................................................7 10合规风险处置.......................................................................8 11运行控制...........................................................................9 11.1总则...........................................................................9 11.2汇报机制.......................................................................9 11.3审核机制.......................................................................9 11.4咨询机制.......................................................................9 11.5承诺机制.......................................................................9 11.6培训机制.......................................................................9 全国团体标准信息平台 T/WLBY4—2022 II11.7考核机制.......................................................................9 11.8文化培育......................................................................10 12合规管理保障......................................................................10 12.1合规奖惩......................................................................10 12.2监督报告......................................................................10 12.3信息化手段监测................................................................10 12.4提醒服务......................................................................10 12.5合规队伍建设..................................................................10 13评价与改进........................................................................10 13.1管理模式......................................................................10 13.2绩效评价......................................................................10 13.